Mortgage Brokers - Monitoring - Statistics at a Glance - 2010
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts police background checks, compliance audits, and reviews complaints in the sectors it regulates.
| CATEGORY (click titles for definitions) |
Q1 | Q2 | Q3 | Q4 | CUMULATIVE TOTAL |
|---|---|---|---|---|---|
| COMPLAINT REVIEWS (Mortgage Brokerages) |
17 | 0 |
0 |
0 |
17 |
| COMPLAINT REVIEWS (Mortgage Administrators) |
1 | 0 | 0 | 0 |
1 |
| COMPLAINT REVIEWS (Mortgage Brokers) |
15 | 0 |
0 |
0 | 15 |
| COMPLAINT REVIEWS (Mortgage Agents ) |
38 | 0 |
0 |
0 | 38 |
| ONSITE COMPLIANCE EXAMS (Mortgage Brokers) |
0 | 0 |
0 |
0 | 0 |


